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World Financial Split Corp.

 

WFS.PR.A
WFS

Portfolio

Monthly Portfolio List as of October 31, 2017

The following securities were included in the portfolio as at the end of the respective month. For further information on each security please click on the security name.

AMERIPRISE FINANCIAL INC
BANK OF NOVA SCOTIA
BLACKROCK INC
CAN IMPERIAL BK OF COMMERCE
CME GROUP INC
ING GROEP N.V.-SPONSORED ADR
MANULIFE FINANCIAL CORP
NATIONAL BANK OF CANADA
PREMIUM INCOME CORPORATION-A
ROYAL BANK OF CANADA
STATE STREET CORP
TORONTO-DOMINION BANK
US FINANCIALS INCOME FUND -A
AON PLC
BERKSHIRE HATHAWAY INC-CL B
BROOKFIELD ASSET MANAGE-CL A
CHINA LIFE INSURANCE CO-ADR
HSBC HOLDINGS PLC-SPONS ADR
JPMORGAN CHASE & CO
METLIFE INC
PNC FINANCIAL SERVICES GROUP
PRUDENTIAL PLC-ADR
SCHWAB (CHARLES) CORP
SUN LIFE FINANCIAL INC
UBS GROUP AG-REG

Option Strategy

The Fund employs Strathbridge’s proprietary SSO option strategy to generate additional returns above the distributions earned on its equity securities.

Click here for a detailed review of the Strathbridge Selective Overwriting (“SSO”) strategy.

Call & Put Options Summary Statistics

The following table provides summary statistics for the level of covered call writing and level of Put buying Year-to-Date for the most recently completed calendar quarter compared to the Prior Fiscal Year ended.

  YTD September 2016
  Average for
the Period
Closing
Percent
Average for
the Period
Closing
Percent
Percent of portfolio subject to covered calls 4.2% 3.7% 9.1% 0.0%
Percent of portfolio hedged with put options 0.0% 0.0% 0.0% 0.0%

Quarterly Portfolio Summary

The quarterly portfolio updates include the top 25 holdings including cash and the percentage for each holding as well as sector or geographic composition.

Top 25 Holdings as of September 30, 2017

Geographic Allocations
Holding Name % of NAV
ING GROEP N.V.      5.9%
PRUDENTIAL PLC ADR      5.6%
BERKSHIRE HATHAWAY INC.      5.2%
BANCO SANTANDER, S.A.      5.1%
JPMORGAN CHASE & CO.      5.1%
THE PNC FINANCIAL SERVICES GROUP      5.1%
SUN LIFE FINANCIAL INC.      5.1%
THE BANK OF NOVA SCOTIA      5.0%
HSBC HOLDINGS PLC      4.9%
METLIFE, INC.      4.4%
AMERIPRISE FINANCIAL INC      4.1%
MANULIFE FINANCIAL CORPORATION      4.0%
BANCO DE CHILE ADR      4.0%
THE TORONTO-DOMINION BANK      3.7%
NATIONAL BANK OF CANADA      3.6%
UBS GROUP AG      3.4%
AON PLC      3.2%
CME GROUP INC      3.2%
INTERCONTINENTAL EXCHANGE, INC.      3.1%
BROOKFIELD ASSET MANAGEMENT INC.      3.1%
STATE STREET CORPORATION      3.0%
WESTPAC BANKING CORP LTD ADR      3.0%
CANADIAN IMPERIAL BANK OF COMMERCE      2.9%
CASH      2.9%
BLACKROCK, INC.      2.1%

 

 

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