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Low Volatility U.S. Equity Income Fund

 

LVU.UN

Portfolio

Monthly Portfolio List as of March 31, 2017

The following securities were included in the portfolio as at the end of the respective month. For further information on each security please click on the security name.

3M CO
ABBVIE INC
AMAZON.COM INC
APPLE INC
BOEING CO/THE
DOW CHEMICAL CO/THE
EXXON MOBIL CORP
HOME DEPOT INC
JOHNSON & JOHNSON
MERCK & CO. INC.
NIKE INC -CL B
PROCTER & GAMBLE CO/THE
TIME WARNER INC
UNITEDHEALTH GROUP INC
ABBOTT LABORATORIES
ALLSTATE CORP
AMERICAN EXPRESS CO
BERKSHIRE HATHAWAY INC-CL B
COMCAST CORP-CLASS A
DUKE ENERGY CORP
GENERAL DYNAMICS CORP
INTL BUSINESS MACHINES CORP
LOCKHEED MARTIN CORP
MONSANTO CO
PEPSICO INC
SOUTHERN CO/THE
UNITED TECHNOLOGIES CORP
WALT DISNEY CO/THE

Option Strategy

The Fund employs Strathbridge’s proprietary SSO option strategy to generate additional returns above the distributions earned on its equity securities. Click here for a detailed review of the Strathbridge Selective Overwriting (“SSO”) strategy.

Call & Put Options Summary Statistics

The following table provides summary statistics for the level of covered call writing and level of Put buying Year-to-Date for the most recently completed calendar quarter compared to the Prior Fiscal Year ended.

  YTD December 2015
  Average for
the Period
Closing
Percent
Average for
the Period
Closing
Percent
Percent of portfolio subject to covered calls 6.8% 5.0% 5.6% 2.2%
Percent of portfolio hedged with put options 0.6% 0.0% 0.0% 0.0%

Quarterly Portfolio Summary

The quarterly portfolio updates include the top 25 holdings including cash and the percentage for each holding as well as sector or geographic composition.

Top 25 Holdings as of December 31, 2016

Sector Allocations
Holding Name % of NAV
CHEVRON CORPORATION      6.0%
MICROSOFT CORPORATION      5.5%
AMERICAN EXPRESS COMPANY      5.4%
THE BOEING COMPANY      5.4%
FEDEX CORPORATION      5.3%
CATERPILLAR INC.      5.3%
UNITED PARCEL SERVICE, INC.      5.1%
UNITEDHEALTH GROUP INCORPORATED      4.9%
NORFOLK SOUTHERN CORPORATION      4.8%
UNITED TECHNOLOGIES CORPORATION      4.2%
PFIZER INC.      4.2%
GENERAL ELECTRIC COMPANY      4.0%
APPLE INC.      4.0%
TIME WARNER INC.      3.9%
CASH      3.6%
THE WALT DISNEY COMPANY      3.2%
SCHLUMBERGER LIMITED      3.0%
AMERICAN INTERNATIONAL GROUP, INC.      3.0%
MORGAN STANLEY      2.7%
CITIGROUP INC.      2.6%
QUALCOMM INCORPORATED      2.6%
TARGET CORPORATION      2.5%
TWENTY-FIRST CENTURY FOX, INC.      2.1%
LOWE'S COMPANIES INC.      2.0%
BERKSHIRE HATHAWAY INC.      2.0%

 

 

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