Trade Matching Statement

Effective On: April 1, 2007

 

Trade Matching Statement

National Instrument 24-101, Trade Matching and Settlement, came into effect on April 1, 2007. Under the requirements of the National Instrument, registered advisers are required to provide trade-matching parties with a written statement signed by a senior executive officer that confirms they have the appropriate policies and procedures in place to ensure timely matching of trades.

View our signed Trade Matching Statement.